At Capitol Securities Management, part of our commitment to providing the professional guidance you need to meet your financial objectives is making it easy for you to understand what you may be charged for our services.
Certain fees may not apply or may be discounted based on the type of account you have and/or the amount of assets you hold in your Capitol Securities accounts. Other fees are only charged when the associated services are requested or when special processing is required. As a result, many fees listed below may not apply to your account.
If you have questions about fees, please contact your financial advisor.
Annual maintenance fee: Up to $75
Retirement Account Fees:
Waived for clients with eligible assets totaling $500,000 or greater. These fees apply to the above-listed retirement account types only.
Guardianship/Conservatorship account fees (For accounts owned by a ward of the court, when a guardian or conservator has been assigned to handle the ward’s estate.)
Annual pledged account fees (For accounts where assets held in the account are pledged as collateral.)
The annual Capital Access fee is waived for clients with eligible assets totaling $500,000 or greater, clients who make average monthly direct deposits of $1,000 or clients who have other Capital Access-eligible fee based accounts. The annual fee is assessed one year after the account is established and every anniversary thereafter.
You can receive a $25 account fee credit when you choose online document delivery and meet eligibility requirements.
ATM surcharge fees
Domestic wire transfer
Foreign wire transfer