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Customer Education & Senior Client Protection

In the fight against financial fraud, the most effective line of defense isn’t always a piece of software or a security protocol—it’s often the client. Despite firewalls, encryption, and multifactor authentication, many scams still succeed by targeting something far more vulnerable: human behavior. Scammers rely on urgency, fear, and familiarity to get people to act … Read more

Business Email Compromise (BEC)

Business Email Compromise—better known as BEC—isn’t just another phishing scam. It’s a surgical form of fraud that bypasses firewalls and antivirus software entirely, slipping in through something far more vulnerable: human trust. Unlike ransomware or malware attacks that make headlines with encryption and explosions of code, BEC thrives in quiet, well-crafted impersonation. The attacker doesn’t … Read more

Check Fraud via Mail Theft

Even in an era dominated by mobile apps, instant transfers, and digital wallets, check fraud stubbornly endures. It’s easy to assume paper checks are a relic of the past, but in many sectors—government disbursements, large-volume payrolls, vendor payments—they’re still in active use. And where checks linger, so do the risks. At the heart of the … Read more

Small-Cap Stock Fraud: A Classic Arena for Manipulation

Stocks in the small-cap and micro-cap categories—often classified as firms valued below $300 million—tend to operate in murky waters, where transparency is scarce and opportunists thrive. Because these securities are usually traded outside the major exchanges—on platforms like the OTC Markets—they escape the kind of rigorous oversight that governs listings on the NYSE or NASDAQ. … Read more