Investor Education

Articles to keep you informed.

Unit Investment Trusts

Pooled Money: Understanding Unit Investment Trusts

Trusted Contact

Establishing a Trusted Contact

Cybersecurity

Cybersecurity and Your Brokerage Firm

Email Hack Attack? Be Sure to Notify Brokerage Firms and Other Financial Institutions

Frauds and Scams

SEC Educational Videos Aim to Help Investors Spot and Avoid Fraud

Protecting Seniors from Financial Exploitation

IRS Security Summit Identity Theft Tips

“Free Lunch” Investment Seminars—Avoiding the Heartburn of a Hard Sell

Don’t Fall to Cryptocurrent Releated Stock Scams

Real Estate Investment Trusts (REITs)

Non-Traded & Traded REITs

Retirement Accounts

Required Minimum Distributions—Common Questions About IRA Accounts

The IRA Rollover: 10 Tips to Making a Sound Decision

Job Dislocation: Managing the Financial Impact of Unexpected Job Loss

Inherited IRAs—What You Need to Know

Mutual Funds

Understanding Mutual Fund Classes

Alternative Funds Are Not Your Typical Mutual Funds

Bonds

Duration—What an Interest Rate Hike Could Do to Your Bond Portfolio

Trading Securities

Raymond James Best Execution Client Letter

It Pays to Understand Your Brokerage Account Statements and Trade Confirmations

Transferring Accounts

Power of Attorney and Your Investments—10 Tips

What You Should Know About the Transfer of Brokerage Account Assets on Death

All Investor Alerts from the FINRA.org website, which we believe to be reliable. Please click here for additional investor alerts http://www.finra.org/investors/alerts

balanced-tagline